Finance / Banking / Insurance: Audit Programs
All 112 audit procedures for the 18 departments, with the evidence to obtain, the sample size and a status column. Programs only: no risk sheet, plan or budget.
What you get
- Audit Programs
Not included
- Guide
- Risk Assessment
- Annual Plan
- Assumptions
- Monthly Summary
- Special Compliance
Sample from the file
The first procedures, as they appear in the file.
| Ref | Audit procedure | Evidence to obtain | Sample |
|---|---|---|---|
| D01-01 | Test credit approvals on a sample of loans: complete application, analysis, risk rating, approval within authority and committee minutes. | Credit files, committee minutes | 30 items |
| D01-02 | Verify borrowers' financial statements, income proof and repayment capacity against external sources (credit bureau, salary transfer). | Credit bureau reports, income proof | 25 items |
| D01-03 | Review exceptions to the credit policy and overrides: reasons, approvers and repeated exceptions by officer or branch. | Exception report | 100% of population |
Compare with the Complete Audit Plan
| This file | Complete Audit Plan | |
|---|---|---|
| Price | $59 | $99 |
| Guide | — | ✓ |
| Risk Assessment | — | ✓ |
| Annual Plan | — | ✓ |
| Audit Programs | ✓ | ✓ |
| Assumptions | — | ✓ |
| Monthly Summary | — | ✓ |
| Special Compliance | — | ✓ |
The Complete Audit Plan costs $40 more than this file and adds the other tabs. Buying the three single files separately costs $129. The Complete Audit Plan is $99.
See what is inside: Complete Audit Plan (all 7 tabs)Digital files are non-refundable. If you bought the wrong product, email [email protected] with your order number to request the right one, and we will send it to you by email.
