Wholesale / Distribution / Trading: Complete Audit Plan (all 7 tabs)
Guide, Risk Assessment, Annual Plan, Audit Programs (112 procedures), Assumptions, Monthly Summary and Special Compliance. 46 audits planned by month with hours and cost budget.
What you get
- Guide
- Risk Assessment
- Annual Plan
- Audit Programs
- Assumptions
- Monthly Summary
- Special Compliance
Sample from the file
The first procedures, as they appear in the file.
| Ref | Audit procedure | Evidence to obtain | Sample |
|---|---|---|---|
| D01-01 | Compare selling prices on a sample of invoices with the approved price lists by customer category; investigate every deviation and who approved it. | Price lists, sales invoices, ERP price-change log | 30 items |
| D01-02 | Test discounts granted: review the discount matrix, compare discounts given with authority levels, and look for repeated just-below-limit discounts. | Discount matrix, approval records, sales report by customer | 25 items |
| D01-03 | Trace delivery notes to sales invoices and invoices back to delivery notes; list deliveries with no invoice and invoices with no delivery. | Delivery notes, invoices, warehouse dispatch report | 40 items |
Compare with the Complete Audit Plan
| This file | Complete Audit Plan | |
|---|---|---|
| Price | $99 | $99 |
| Guide | ✓ | ✓ |
| Risk Assessment | ✓ | ✓ |
| Annual Plan | ✓ | ✓ |
| Audit Programs | ✓ | ✓ |
| Assumptions | ✓ | ✓ |
| Monthly Summary | ✓ | ✓ |
| Special Compliance | ✓ | ✓ |
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