Wholesale / Distribution / Trading: Audit Programs
All 112 audit procedures for the 18 departments, with the evidence to obtain, the sample size and a status column. Programs only: no risk sheet, plan or budget.
What you get
- Audit Programs
Not included
- Guide
- Risk Assessment
- Annual Plan
- Assumptions
- Monthly Summary
- Special Compliance
Sample from the file
The first procedures, as they appear in the file.
| Ref | Audit procedure | Evidence to obtain | Sample |
|---|---|---|---|
| D01-01 | Compare selling prices on a sample of invoices with the approved price lists by customer category; investigate every deviation and who approved it. | Price lists, sales invoices, ERP price-change log | 30 items |
| D01-02 | Test discounts granted: review the discount matrix, compare discounts given with authority levels, and look for repeated just-below-limit discounts. | Discount matrix, approval records, sales report by customer | 25 items |
| D01-03 | Trace delivery notes to sales invoices and invoices back to delivery notes; list deliveries with no invoice and invoices with no delivery. | Delivery notes, invoices, warehouse dispatch report | 40 items |
Compare with the Complete Audit Plan
| This file | Complete Audit Plan | |
|---|---|---|
| Price | $59 | $99 |
| Guide | — | ✓ |
| Risk Assessment | — | ✓ |
| Annual Plan | — | ✓ |
| Audit Programs | ✓ | ✓ |
| Assumptions | — | ✓ |
| Monthly Summary | — | ✓ |
| Special Compliance | — | ✓ |
The Complete Audit Plan costs $40 more than this file and adds the other tabs. Buying the three single files separately costs $129. The Complete Audit Plan is $99.
See what is inside: Complete Audit Plan (all 7 tabs)Digital files are non-refundable. If you bought the wrong product, email [email protected] with your order number to request the right one, and we will send it to you by email.
